Hitesh Lath - Sep 15, 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Eric Jensen
Stock symbol
AI
Transactions as of
Sep 15, 2024
Transactions value $
-$93,357
Form type
4
Date filed
9/17/2024, 05:29 PM
Previous filing
Sep 13, 2024
Next filing
Dec 11, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +8.01K +104.82% 15.6K Sep 15, 2024 Direct F1
transaction AI Class A Common Stock Tax liability -$93.4K -4.06K -24.98% $23.00 12.2K Sep 15, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -8.01K -5.56% $0.00 136K Sep 15, 2024 Class A Common Stock 8.01K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2 Includes 601 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan on September 15, 2024.
F3 Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.