Kong Phan - 13 Sep 2024 Form 3 Insider Report for Confluent, Inc. (CFLT)

Role
Chief Accounting Officer
Signature
/s/ Melanie Vinson, Attorney-in-Fact
Issuer symbol
CFLT
Transactions as of
13 Sep 2024
Net transactions value
$0
Form type
3
Filing time
20 Sep 2024, 17:24:17 UTC
Next filing
24 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CFLT Class A Common Stock 124,842 13 Sep 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFLT Stock Option (Right to Buy) 13 Sep 2024 Class A Common Stock 2,000 $0.9200 Direct F2
holding CFLT Stock Option (Right to Buy) 13 Sep 2024 Class A Common Stock 40,000 $4.71 Direct F2
holding CFLT Stock Option (Right to Buy) 13 Sep 2024 Class A Common Stock 30,000 $15.68 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 31,201 shares subject to restricted stock units that vest over time subject to the reporting person's continued service with the issuer at each such vest date.
F2 Fully vested.
F3 The shares subject to the option are immediately exercisable and vest monthly over four years from 3/19/2021, subject to the reporting person's continued service with the issuer at each such vest date.