Mark Herrmann - 30 Oct 2024 Form 4 Insider Report for S&W Seed Co (SANW)

Signature
/s/ Vanessa Baughman, Attorney-in-Fact
Issuer symbol
SANW
Transactions as of
30 Oct 2024
Net transactions value
$0
Form type
4
Filing time
31 Oct 2024, 19:38:04 UTC
Previous filing
15 Dec 2023
Next filing
07 Mar 2025

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SANW Stock Option (Right to Buy) Award $0 +150,000 $0.000000 150,000 30 Oct 2024 Common Stock 150,000 $2.30 Direct F1
transaction SANW Stock Option (Right to Buy) Award $0 +52,170 $0.000000 52,170 30 Oct 2024 Common Stock 52,170 $2.30 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option will vest in 12 quarterly installments over three years, commencing on January 1, 2025, subject to continued service with the Issuer on each such vesting date.