Joseph E. Sweeney - 08 Nov 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRES-AWM PRODUCTS & SERVICES
Signature
/s/ Wendy B. Mahling for Joseph Edward Sweeney
Issuer symbol
AMP
Transactions as of
08 Nov 2024
Transactions value $
-$11,121,270
Form type
4
Filing time
13 Nov 2024, 17:15:54 UTC
Previous filing
15 Jul 2024
Next filing
28 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $3.11M +24.5K +341.92% $126.89 31.6K 08 Nov 2024 Direct
transaction AMP Common Stock Tax liability -$8.33M -15.1K -47.72% $551.48 16.5K 08 Nov 2024 Direct
transaction AMP Common Stock Sale -$2.68M -4.89K -29.52% $548.78 11.7K 08 Nov 2024 Direct F1
transaction AMP Common Stock Sale -$2.48M -4.5K -38.59% $550.14 7.16K 08 Nov 2024 Direct F2
transaction AMP Common Stock Sale -$744K -1.35K -18.85% $551.41 5.81K 08 Nov 2024 Direct F3
holding AMP Common Stock 293 08 Nov 2024 By 401(k) Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -24.5K -100% $0.00 0 08 Nov 2024 Common Stock 24.5K $126.89 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 4,885 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $548.50 to $548.8607 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 4,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $550.0022 to $550.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Reflects the weighted average price of 1,350 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $551.29 to $551.4462 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 8, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F5 Fully vested.