Gilbert H. Kliman - 11 Dec 2024 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
Diana Scherer, Attorney-in-Fact
Issuer symbol
GKOS
Transactions as of
11 Dec 2024
Net transactions value
-$224,020
Form type
4
Filing time
13 Dec 2024, 19:50:10 UTC
Previous filing
11 Sep 2024
Next filing
23 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Options Exercise $64,000 +2,000 +6.2% $32.00 34,336 11 Dec 2024 Direct F1
transaction GKOS Common Stock Sale $288,020 -2,000 -5.8% $144.01 32,336 11 Dec 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -2,000 -17% $0.000000 10,000 11 Dec 2024 Common Stock 2,000 $32.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.
F2 This transaction was executed in multiple trades at prices ranging from $144.00 to $144.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.