Ravi Mhatre - Jan 15, 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Role
Director, 10%+ Owner
Signature
/s/ Ravi Mhatre
Stock symbol
RBRK
Transactions as of
Jan 15, 2025
Transactions value $
$0
Form type
4
Date filed
1/17/2025, 04:19 PM
Previous filing
Sep 17, 2024
Next filing
Mar 27, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBRK Class A Common Stock Conversion of derivative security $0 +764K $0.00 764K Jan 15, 2025 By Lightspeed SPV I-B, LLC F1
transaction RBRK Class A Common Stock Conversion of derivative security $0 +535K $0.00 535K Jan 15, 2025 By Lightspeed SPV I-C, LLC F2
transaction RBRK Class A Common Stock Other $0 -764K -100% $0.00 0 Jan 15, 2025 By Lightspeed SPV I-B, LLC F1, F3
transaction RBRK Class A Common Stock Other $0 -535K -100% $0.00 0 Jan 15, 2025 By Lightspeed SPV I-C, LLC F2, F4
transaction RBRK Class A Common Stock Award $0 +230 $0.00 230 Jan 15, 2025 Direct F5
holding RBRK Class A Common Stock 140K Jan 15, 2025 By Mhatre Investments LP - Fund 2 F6
holding RBRK Class A Common Stock 22.3K Jan 15, 2025 By Mhatre Investments LP - Fund 3 F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBRK Class B Common Stock Conversion of derivative security $0 -764K -15% $0.00 4.33M Jan 15, 2025 Class A Common Stock 764K By Lightspeed SPV I-B, LLC F1, F8
transaction RBRK Class B Common Stock Conversion of derivative security $0 -535K -15% $0.00 3.03M Jan 15, 2025 Class A Common Stock 535K By Lightspeed SPV I-C, LLC F2, F8
holding RBRK Class B Common Stock 13.3M Jan 15, 2025 Class A Common Stock 13.3M By Lightspeed Venture Partners IX, L.P. F8, F9
holding RBRK Class B Common Stock 3.09M Jan 15, 2025 Class A Common Stock 3.09M By Lightspeed Venture Partners Select II, L.P. F8, F10
holding RBRK Class B Common Stock 6.02M Jan 15, 2025 Class A Common Stock 6.02M By Lightspeed SPV I, LLC F8, F11
holding RBRK Class B Common Stock 407K Jan 15, 2025 Class A Common Stock 407K By Lightspeed Venture Partners X, L.P. F8, F12
holding RBRK Class B Common Stock 18.1K Jan 15, 2025 Class A Common Stock 18.1K By Lightspeed Affiliates X, L.P F8, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its limited partners.
F4 Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its limited partners.
F5 Represents the grant of restricted stock units that are fully vested as of the date of grant.
F6 The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2.
F7 The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3.
F8 Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
F9 Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F10 Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F11 Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F12 Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. The Reporting Person is a director of LUGP X and shares voting and dispositive power with respect to the shares held by Lightspeed X. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F13 Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. The Reporting Person is a director of LUGP X and shares voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.