Lewis A. Fanger - Jan 17, 2025 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role
Sr. VP, CFO and Treasurer, Director
Signature
/s/ Lewis A. Fanger
Stock symbol
FLL
Transactions as of
Jan 17, 2025
Transactions value $
-$31,290
Form type
4
Date filed
1/22/2025, 05:40 PM
Previous filing
Jan 8, 2025
Next filing
Jan 28, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLL Common Stock Options Exercise $10.4K +7.6K +2.98% $1.37 262K Jan 17, 2025 Direct F1
transaction FLL Common Stock Sale -$38K -7.6K -2.9% $5.00 255K Jan 17, 2025 Direct F1, F2
transaction FLL Common Stock Options Exercise $1.39K +1.02K +0.4% $1.37 256K Jan 21, 2025 Direct F1
transaction FLL Common Stock Sale -$5.09K -1.02K -0.4% $5.01 255K Jan 21, 2025 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -7.6K -3.72% $0.00 197K Jan 17, 2025 Common Stock 7.6K $1.37 Direct F1, F4
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -1.02K -0.52% $0.00 196K Jan 21, 2025 Common Stock 1.02K $1.37 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4 The stock option fully vested on January 30, 2019.