James Emmett Young - Jan 27, 2025 Form 4 Insider Report for TriSalus Life Sciences, Inc. (TLSI)

Role
Chief Financial Officer
Signature
/s/ James Emmett Young
Stock symbol
TLSI
Transactions as of
Jan 27, 2025
Transactions value $
$129,600
Form type
4
Date filed
1/29/2025, 06:03 PM
Previous filing
Jan 15, 2025
Next filing
Feb 6, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TLSI Common Stock Award $0 +12.5K +135.49% $0.00 21.7K Jan 27, 2025 Direct F1
transaction TLSI Common Stock Purchase $130K +24K $5.40 24K Jan 27, 2025 By Kathleen A. Young Living Trust F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TLSI Employee Stock Option (right to buy) Award $0 +75K $0.00 75K Jan 27, 2025 Common Stock 75K $5.30 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU Award vest in four equal annual installments commencing on January 1, 2025, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 The Reporting Person is the sole trustee of Kathleen A. Young Living Trust.
F4 One-fourth (1/4th) of the shares subject to the option shall vest on the one-year anniversary of the vesting commencement date of January 1, 2025 (the "VCD"), and 1/36th of the remaining shares shall vest each month thereafter on the same day of the month as the VCD (or if there is no corresponding day, on the last day of the month), subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.