Cary P. Marshall - Feb 10, 2025 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
SENIOR VP AND CFO
Signature
/s/ Cary P. Marshall by Kenneth Hemm, pursuant to power of attorney dated April 12, 2013
Stock symbol
ARLP
Transactions as of
Feb 10, 2025
Transactions value $
-$358,241
Form type
4
Date filed
2/12/2025, 12:07 PM
Previous filing
Jan 30, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARLP Common unit Options Exercise +29.2K +2.96% 1.01M Feb 10, 2025 Held by trust F1, F2
transaction ARLP Common unit Tax liability -$358K -13.1K -1.3% $27.28 1M Feb 10, 2025 Held by trust F2, F3
holding ARLP Common unit 93.1K Feb 10, 2025 Held by LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Restricted unit Options Exercise -29.2K -100% 0 Feb 10, 2025 Common unit 29.2K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted units were issued on February 10, 2025 based upon an ARLP unit price of $27.28.
F2 Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.
F3 Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $27.28.
F4 Units held by Marshall Children LLC C/O Cindy Marshall.
F5 Not applicable