Walter S. Berman - Feb 18, 2025 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EXECUTIVE VP AND CFO
Signature
/s/ Wendy B. Mahling for Walter S. Berman
Stock symbol
AMP
Transactions as of
Feb 18, 2025
Transactions value $
-$4,391,516
Form type
4
Date filed
2/20/2025, 04:04 PM
Previous filing
Feb 11, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale -$2.19M -4K -29.11% $547.17 9.74K Feb 18, 2025 Direct F1
transaction AMP Common Stock Sale -$2.2M -4K -39.34% $550.71 6.17K Feb 18, 2025 Direct F2, F3
holding AMP Common Stock 361 Feb 18, 2025 By 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 4,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2025 with sale prices ranging from $547.09 to $547.28 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 4,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2025 with sale prices ranging from $550.2288 to $550.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4.
F4 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 18, 2025. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.