Dave Howson - Feb 19, 2025 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EVP, GLOBAL PRESIDENT
Signature
/s/ Arthur Reinstein, Attorney-in-Fact
Stock symbol
CBOE
Transactions as of
Feb 19, 2025
Transactions value $
$9,061
Form type
4
Date filed
2/21/2025, 04:40 PM
Previous filing
Feb 14, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Options Exercise $579K +2.75K +34.31% $210.25 10.8K Feb 19, 2025 Direct
transaction CBOE Common Stock Tax liability -$265K -1.26K -11.7% $210.25 9.52K Feb 19, 2025 Direct
transaction CBOE Common Stock Options Exercise $160K +760 +7.99% $210.25 10.3K Feb 19, 2025 Direct
transaction CBOE Common Stock Tax liability -$72.1K -343 -3.34% $210.25 9.93K Feb 19, 2025 Direct
transaction CBOE Common Stock Options Exercise $771K +3.67K +36.89% $210.25 13.6K Feb 19, 2025 Direct
transaction CBOE Common Stock Tax liability -$341K -1.62K -11.94% $210.25 12K Feb 19, 2025 Direct
transaction CBOE Common Stock Options Exercise $645K +3.07K +25.63% $210.25 15K Feb 19, 2025 Direct
transaction CBOE Common Stock Tax liability -$286K -1.36K -9.04% $210.25 13.7K Feb 19, 2025 Direct
transaction CBOE Common Stock Sale -$77.6K -375 -2.74% $207.05 13.3K Feb 20, 2025 Direct F1, F2
transaction CBOE Common Stock Sale -$750K -3.6K -27.05% $208.45 9.71K Feb 20, 2025 Direct F1, F3
transaction CBOE Common Stock Sale -$353K -1.68K -17.34% $209.43 8.03K Feb 20, 2025 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBOE Restricted Stock Units Options Exercise $0 -2.75K -100% $0.00 0 Feb 19, 2025 Common Stock 2.75K Direct F5, F6
transaction CBOE Restricted Stock Units Options Exercise $0 -760 -100% $0.00 0 Feb 19, 2025 Common Stock 760 Direct F5, F6
transaction CBOE Restricted Stock Units Options Exercise $0 -3.67K -50% $0.00 3.67K Feb 19, 2025 Common Stock 3.67K Direct F5, F7
transaction CBOE Restricted Stock Units Options Exercise $0 -3.07K -33.33% $0.00 6.14K Feb 19, 2025 Common Stock 3.07K Direct F5, F8
transaction CBOE Restricted Stock Units Award $0 +8.18K $0.00 8.18K Feb 19, 2025 Common Stock 8.18K Direct F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.79 to $207.76. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.03 to $208.86. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.29 to $210.25. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F5 Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F6 The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F7 The restricted stock units vest in three equal annual installments, which began on February 19, 2024.
F8 The restricted stock units vest in three equal annual installments, which began on February 19, 2025.
F9 The restricted stock units vest in three equal annual installments beginning on February 19, 2026.