Joseph E. Sweeney - Jul 5, 2019 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRES-AWM PRODUCTS & SERVICES
Signature
/s/ Wendy B. Mahling for Joseph E. Sweeney
Stock symbol
AMP
Transactions as of
Jul 5, 2019
Transactions value $
-$2,499,148
Form type
4
Date filed
2/21/2025, 04:43 PM
Next filing
Jul 7, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +413 +3.6% $0.00 11.9K Jul 5, 2019 Direct F1
transaction AMP Common Stock Sale -$2.5M -4.64K -39.05% $539.07 7.24K Feb 19, 2025 Direct F2
holding AMP Common Stock 294 Jul 5, 2019 By 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4.
F2 Reflects the weighted average price of 4,636 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 19, 2025 with sale prices ranging from $538.78 to $539.69 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 19, 2025. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.