Merel Witteveen - Feb 23, 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Feb 23, 2025
Transactions value $
-$32,441
Form type
4
Date filed
2/25/2025, 07:45 PM
Previous filing
Feb 19, 2025
Next filing
Mar 11, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +1.5K +27.05% 7.05K Feb 23, 2025 Direct F1
transaction AI Class A Common Stock Tax liability -$23.5K -826 -11.72% $28.50 6.22K Feb 23, 2025 Direct
transaction AI Class A Common Stock Sale -$8.9K -337 -5.42% $26.41 5.88K Feb 25, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Resticted Stock Units Options Exercise $0 -1.5K -14.29% $0.00 9K Feb 23, 2025 Class A Common Stock 1.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.
F3 20% of such RSU award vested on June 23, 2022 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.