Brian D. Finn - Mar 28, 2023 Form 4/A - Amendment Insider Report for Palladyne AI Corp. (PDYN)

Role: Director
Signature: /s/ Stephen Sonne, attorney-in-fact on behalf of Brian D. Finn
Stock symbol: PDYN
Transactions as of: Mar 28, 2023
Transactions value $: $48,723
Form type: 4/A - Amendment
Date filed: 2/26/2025, 07:37 PM
Date Of Original Report: Mar 30, 2023
Previous filing: Dec 13, 2022
Next filing: Jun 16, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PDYN	Common Stock	Purchase	$22.8K	+50K	+50%	$0.46	150K	Mar 28, 2023	By MI-CM LLC	F1, F2, F3
transaction	PDYN	Common Stock	Purchase	$25.9K	+57.8K	+38.53%	$0.45	208K	Mar 29, 2023	By MI-CM LLC	F1, F3, F4
holding	PDYN	Common Stock						70K	Mar 28, 2023	Direct
holding	PDYN	Common Stock						2.16M	Mar 28, 2023	By Marstar Investments LLC	F5
holding	PDYN	Common Stock						515K	Mar 28, 2023	By MI-MJ LLC	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The original Form 4, filed on March 30, 2023, has been amended solely to correct an error which previously reflected that the purchases reported were attributed to the Reporting Person directly
F2	The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.44 to 0.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F3	Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
F4	The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4307 to $0.4581, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F5	Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
F6	Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.