Lauren Merendino - Feb 26, 2025 Form 3 Insider Report for Day One Biopharmaceuticals, Inc. (DAWN)

Signature
/s/ Charles N. York II, as Attorney-in-Fact
Stock symbol
DAWN
Transactions as of
Feb 26, 2025
Transactions value $
$0
Form type
3
Date filed
2/28/2025, 07:50 PM
Previous filing
Mar 28, 2024
Next filing
May 19, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DAWN Common Stock 28.6K Feb 26, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DAWN Stock Option (right to buy Common Stock) Feb 26, 2025 Common Stock 330K $12.54 Direct F1
holding DAWN Stock Option (right to buy Common Stock) Feb 26, 2025 Common Stock 90K $14.44 Direct F2
holding DAWN Stock Option (right to buy Common Stock) Feb 26, 2025 Common Stock 90K $11.87 Direct F3
holding DAWN Restricted Stock Units Feb 26, 2025 Common Stock 31.6K Direct F4, F5, F6
holding DAWN Restricted Stock Units Feb 26, 2025 Common Stock 40.6K Direct F5, F6, F7
holding DAWN Restricted Stock Units Feb 26, 2025 Common Stock 55.3K Direct F5, F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vests as to 25% of the total shares on June 12, 2024 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested on June 12, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F2 The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3 The option vests as to 1/48th of the total shares monthly, commencing February 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F4 The original award of 50,600 restricted stock units ("RSUs") was granted on June 12, 2023, of which 18,974 RSUs have previously vested and settled. The RSUs vested as to 1/4th of the total award on August 15, 2024, and the remaining 3/4 of the award vests in 12 substantially equal quarterly installments thereafter on November 15, February 15, May 15 and August 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F5 RSUs do not expire; they either vest or are canceled prior to the vesting date.
F6 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
F7 The original award of 59,000 RSUs was granted on January 5, 2024, of which 18,435 RSUs have previously vested and settled. The RSUs vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F8 The original award of 59,000 RSUs was granted on January 15, 2025, of which 3,687 RSUs have previously vested and settled. The RSUs vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.