GGV Capital V L.L.C. - Feb 27, 2025 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role: 10%+ Owner
Signature: GGV Capital V L.L.C., by /s/ Glenn Solomon, Managing Director
Stock symbol: HCP
Transactions as of: Feb 27, 2025
Transactions value $: $0
Form type: 4
Date filed: 3/3/2025, 05:59 PM
Previous filing: Oct 13, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HCP	Class A Common Stock	Disposition pursuant to a tender of shares in a change of control transaction		-174K	-100%		0	Feb 27, 2025	Direct	F1, F2
transaction	HCP	Class A Common Stock	Disposition pursuant to a tender of shares in a change of control transaction		-477K	-100%		0	Feb 27, 2025	By GGV Capital Select L.P.	F1, F3
transaction	HCP	Class A Common Stock	Disposition pursuant to a tender of shares in a change of control transaction		-8.17K	-100%		0	Feb 27, 2025	Direct	F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HCP	Class B Common Stock	Disposition pursuant to a tender of shares in a change of control transaction		-9.44M	-100%		0	Feb 27, 2025	Class A Common Stock	9.44M		By GGV Capital V L.P.	F5, F6, F7
transaction	HCP	Class B Common Stock	Disposition pursuant to a tender of shares in a change of control transaction		-347K	-100%		0	Feb 27, 2025	Class A Common Stock	347K		By GGV Capital V Entrepreneurs Fund L.P.	F5, F6, F8
transaction	HCP	Class B Common Stock	Disposition pursuant to a tender of shares in a change of control transaction		-6.28M	-100%		0	Feb 27, 2025	Class A Common Stock	6.28M		By GGV Capital Select L.P.	F3, F5, F6
transaction	HCP	Class B Common Stock	Disposition pursuant to a tender of shares in a change of control transaction		-864K	-100%		0	Feb 27, 2025	Class A Common Stock	864K		By GGV VII Investments L.L.C.	F5, F6, F9
transaction	HCP	Class B Common Stock	Disposition pursuant to a tender of shares in a change of control transaction		-836K	-100%		0	Feb 27, 2025	Class A Common Stock	836K		By GGV VII Plus Investments L.L.C.	F5, F6, F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

GGV Capital V L.L.C. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.
F2	The shares were held of record by GGV Capital V L.L.C
F3	The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F4	The shares were held of record by GGV Capital LLC
F5	Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.
F6	Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.
F7	The shares were held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F8	The shares were held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F9	The shares were held of record by GGV VII Investments, L.L.C. ("GGV VII Investments"). GGV Capital VII L.L.C. ("GGV Capital VII") is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F10	The shares were held of record by GGV VII Plus Investments, L.L.C. ("GGV Plus Investments"). GGV Capital VII Plus L.L.C. ("GGV Capital VII Plus") is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.