Walter P. Glazer Jr. - Mar 2, 2025 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
CEO & PRESIDENT, Director
Signature
/s/ WALTER P. GLAZER, JR.
Stock symbol
ESCA
Transactions as of
Mar 2, 2025
Transactions value $
$0
Form type
4
Date filed
3/4/2025, 04:30 PM
Previous filing
Jan 2, 2025
Next filing
Mar 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +25K +5.6% 472K Mar 2, 2025 Direct F1
transaction ESCA Common Stock Options Exercise +27.8K +5.89% 499K Mar 3, 2025 Direct F1
holding ESCA Common Stock 8.5K Mar 2, 2025 Shares held by spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -25K -100% $0.00 0 Mar 2, 2025 Common Stock 25K Direct F1, F2, F3
transaction ESCA Restricted Stock Units Options Exercise $0 -27.8K -50% $0.00 27.8K Mar 3, 2025 Common Stock 27.8K Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3 On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which 25,000 RSUs vested on March 2, 2023 and 25,000 vested on March 2,2024, as previously reported. An additional 25,000 RSUs vested on March 2, 2025 and settled on March 3, 2025, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
F4 On March 3, 2023, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which 27,770 RSUs vested on March 3, 2024, as previously reported. An additional 27,770 RSUs vested and settled on March 3, 2025, as reported on this Form 4. The remaining 27,770 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer or director of Escalade. All RSUs settle in shares of ESCA common stock.