Stephen Wawrin - Mar 2, 2025 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ STEPHEN WAWRIN
Stock symbol
ESCA
Transactions as of
Mar 2, 2025
Transactions value $
$0
Form type
4
Date filed
3/4/2025, 04:30 PM
Previous filing
Dec 11, 2024
Next filing
Mar 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +2.5K +6.67% 40K Mar 2, 2025 Direct F1
transaction ESCA Common Stock Options Exercise +2.78K +6.94% 42.8K Mar 3, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -2.5K -100% $0.00 0 Mar 2, 2025 Common Stock 2.5K Direct F1, F2, F3
transaction ESCA Restricted Stock Units Options Exercise $0 -2.78K -50% $0.00 2.78K Mar 3, 2025 Common Stock 2.78K Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3 On March 2, 2022, the reporting person was granted 7,500 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 vested on March 2, 2023 and 2,500 vested on March 2, 2024, as previously reported. An additional 2,500 RSUs vested on March 2, 2025 and settled on March 3, 2024, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
F4 On March 3, 2023, the reporting person was granted 8,331 RSUs pursuant to the Escalade 2017 Plan, of which 2,777 RSUs vested on March 3, 2024, as previously reported. An additional 2,777 RSUs vested and settled on March 3, 2025, a reported on this Form 4. The remaining 2,777 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.