| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ESCA | Common Stock | Options Exercise | +1.67K | +0.3% | 554K | Mar 2, 2025 | Direct | F1 | ||
| transaction | ESCA | Common Stock | Options Exercise | +1.85K | +0.33% | 556K | Mar 3, 2025 | Direct | F1 | ||
| holding | ESCA | Common Stock | 2K | Mar 2, 2025 | By adult son | F2 | |||||
| holding | ESCA | Common Stock | 1.33M | Mar 2, 2025 | By Family Limited Partnership | F3 | |||||
| holding | ESCA | Common Stock | 300K | Mar 2, 2025 | By Revocable Trust | F4 | |||||
| holding | ESCA | Common Stock | 615K | Mar 2, 2025 | By Irevocable Trust | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ESCA | Restricted Stock Units | Options Exercise | $0 | -1.67K | -100% | $0.00 | 0 | Mar 2, 2025 | Common Stock | 1.67K | Direct | F1, F6, F7 | |
| transaction | ESCA | Restricted Stock Units | Options Exercise | $0 | -1.85K | -50% | $0.00 | 1.85K | Mar 3, 2025 | Common Stock | 1.85K | Direct | F1, F6, F8 |
| Id | Content |
|---|---|
| F1 | Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| F2 | Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein. |
| F3 | Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. |
| F4 | Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary. |
| F5 | Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary. |
| F6 | Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). |
| F7 | On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested on March 2, 2023 and 1,667 RSUs vested on March 2, 2024, as previously reported . An additional 1,667 RSUs vested on March 2, 2025 and settled on March 3, 2025, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. |
| F8 | On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 , as previously reported. An additional 1,850 RSUs vested and settled on March 3, 2025, as reported on this Form 4. The remaining 1,850 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer or director of Escalade. All RSUs settle in shares of ESCA common stock. |