Kevin Tang - Feb 28, 2025 Form 4 Insider Report for Aurinia Pharmaceuticals Inc. (AUPH)

Role
Director
Signature
Kevin Tang
Stock symbol
AUPH
Transactions as of
Feb 28, 2025
Transactions value $
$12,713,126
Form type
4
Date filed
3/4/2025, 05:03 PM
Previous filing
Feb 27, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUPH Common Shares Purchase $3.13M +399K +4.74% $7.85 8.83M Feb 28, 2025 By LP F1, F2
transaction AUPH Common Shares Purchase $803K +101K +1.14% $7.97 8.93M Mar 3, 2025 By LP F2, F3
transaction AUPH Common Shares Purchase $2.82M +352K +3.94% $8.02 9.28M Mar 3, 2025 By LP F2, F4
transaction AUPH Common Shares Purchase $1.18M +148K +1.59% $8.00 9.43M Mar 4, 2025 By LP F2, F5
transaction AUPH Common Shares Purchase $3.96M +500K +5.3% $7.92 9.93M Mar 4, 2025 By LP F2, F6
transaction AUPH Common Shares Purchase $809K +100K +1.01% $8.09 10M Mar 4, 2025 By LP F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The prices reported are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $7.47 to $7.95. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares purchased at each price within the ranges set forth in Footnotes 1, and 3 through 7.
F2 Tang Capital Partners, LP ("TCP") beneficially owns 5,140,591 shares, Tang Capital Partners International, LP ("TCPI") beneficially owns 4,388,909 shares and Tang Capital Partners III, Inc. ("TCP III") beneficially owns 500,000 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Kevin Tang is the sole director and Chief Executive Officer of TCP III, which is indirectly wholly owned by TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP, TCPI and TCP III.
F3 These shares were purchased in multiple transactions at prices ranging from $7.80 to $8.05.
F4 These shares were purchased in multiple transactions at prices ranging from $7.80 to $8.10.
F5 These shares were purchased in multiple transactions at prices ranging from $7.82 to $8.10.
F6 These shares were purchased in multiple transactions at prices ranging from $7.76 to $8.10.
F7 These shares were purchased in multiple transactions at prices ranging from $8.05 to $8.10.