Thomas M. Siebel - 01 Mar 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
01 Mar 2025
Net transactions value
-$389,833
Form type
4
Filing time
04 Mar 2025, 20:30:14 UTC
Previous filing
13 Feb 2025
Next filing
18 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +32,736 +2.6% 1,270,003 01 Mar 2025 Direct F1
transaction AI Class A Common Stock Tax liability $389,833 -16,624 -1.3% $23.45 1,253,379 01 Mar 2025 Direct
transaction AI Class A Common Stock Gift $0 -16,112 -1.3% $0.000000 1,237,267 03 Mar 2025 Direct
transaction AI Class A Common Stock Gift $0 +16,112 +0.32% $0.000000 5,018,339 03 Mar 2025 See Footnote F2
holding AI Class A Common Stock 9,216 01 Mar 2025 See Footnote F3
holding AI Class A Common Stock 170,924 01 Mar 2025 See Footnote F4
holding AI Class A Common Stock 72,695 01 Mar 2025 See Footnote F5
holding AI Class A Common Stock 1,237,115 01 Mar 2025 See Footnote F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -32,736 -12% $0.000000 229,154 01 Mar 2025 Class A Common Stock 32,736 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F4 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F7 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.