Erica Schultz - Mar 11, 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Signature
/s/ Melanie Vinson, Attorney-in-Fact
Stock symbol
CFLT
Transactions as of
Mar 11, 2025
Transactions value $
$0
Form type
4
Date filed
3/13/2025, 08:17 PM
Previous filing
Mar 6, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Conversion of derivative security +50K +9.95% 552K Mar 11, 2025 Direct F1
transaction CFLT Class A Common Stock Conversion of derivative security +75K +13.58% 627K Mar 12, 2025 Direct F1
transaction CFLT Class A Common Stock Conversion of derivative security +75K +11.95% 702K Mar 13, 2025 Direct F1
holding CFLT Class A Common Stock 62.4K Mar 11, 2025 See footnote F2
holding CFLT Class A Common Stock 92.7K Mar 11, 2025 See footnote F3
holding CFLT Class A Common Stock 31.4K Mar 11, 2025 See footnote F4
holding CFLT Class A Common Stock 200K Mar 11, 2025 See footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CFLT Stock Option (Right to Buy) Options Exercise $0 -50K -7.27% $0.00 637K Mar 11, 2025 Class B Common Stock 50K $3.41 Direct F6
transaction CFLT Class B Common Stock Options Exercise $0 +50K $0.00 50K Mar 11, 2025 Class A Common Stock 50K Direct F1
transaction CFLT Class B Common Stock Conversion of derivative security $0 -50K -100% $0.00 0 Mar 11, 2025 Class A Common Stock 50K Direct F1
transaction CFLT Stock Option (Right to Buy) Options Exercise $0 -75K -11.77% $0.00 562K Mar 12, 2025 Class B Common Stock 75K $3.41 Direct F6
transaction CFLT Class B Common Stock Options Exercise $0 +75K $0.00 75K Mar 12, 2025 Class A Common Stock 75K Direct F1
transaction CFLT Class B Common Stock Conversion of derivative security $0 -75K -100% $0.00 0 Mar 12, 2025 Class A Common Stock 75K Direct F1
transaction CFLT Stock Option (Right to Buy) Options Exercise $0 -75K -13.33% $0.00 487K Mar 13, 2025 Class B Common Stock 75K $3.41 Direct F6
transaction CFLT Class B Common Stock Options Exercise $0 +75K $0.00 75K Mar 13, 2025 Class A Common Stock 75K Direct F1
transaction CFLT Class B Common Stock Conversion of derivative security $0 -75K -100% $0.00 0 Mar 13, 2025 Class A Common Stock 75K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2 The shares are held by The Schultz Family Irrevocable Remainder Trust.
F3 The shares are held by The Bryan and Erica Schultz Family Revocable Trust.
F4 The shares are held by the Erica Schultz 2023 Annuity Trust.
F5 The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.
F6 Fully vested.