Michael P. Connors - Mar 15, 2025 Form 4 Insider Report for Information Services Group Inc. (III)

Role
CHAIRMAN & CEO, Director, 10%+ Owner
Signature
/s/ Michael A. Sherrick, Attorney-in-Fact
Stock symbol
III
Transactions as of
Mar 15, 2025
Transactions value $
-$10,534
Form type
4
Date filed
3/18/2025, 04:40 PM
Previous filing
Jan 3, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction III Shares of Common Stock Tax liability -$411K -122K -2.25% $3.36 5.32M Mar 15, 2025 Direct F1
transaction III Shares of Common Stock Award $400K +114K +2.15% $3.50 5.43M Mar 17, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of RSUs issued in accordance with Rule 16b-3.
F2 Represents restricted stock units (RSUs) granted to the reporting pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest 100% on March 17, 2026.