Armin Boehm - Apr 1, 2025 Form 4 Insider Report for ESCALADE INC (ESCA)

Role: CEO & President
Signature: /s/ Armin Boehm
Stock symbol: ESCA
Transactions as of: Apr 1, 2025
Transactions value $: $0
Form type: 4
Date filed: 4/3/2025, 05:15 PM
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ESCA	Common Stock	Options Exercise	$0	+35K		$0.00	35K	Apr 1, 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ESCA	Restricted Stock Units	Options Exercise	$0	+32.8K		$0.00	32.8K	Apr 1, 2025	Common Stock	32.8K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On April 1, 2025, the reporting person was granted 35,000 restricted shares of Escalade, Incorporated ("Escalade") common stock upon his commencement of employment with Escalade as its CEO and President. The restricted shares were granted under the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Subject to the reporting person's continued employment with Escalade, the restrictions will lapse 100% on April 1, 2030.
F2	Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F3	On April 1, 2025, the reporting person was granted 32,830 RSUs under the Plan upon his commencement of employment with Escalade as its CEO and President. The RSUs will vest upon in one third increments on each of April 1, 2026, April 1, 2027, and April 1, 2028, provided that the reporting person continues to be employed by Escalade as of those dates..