Stephen Wawrin - Apr 3, 2025 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ STEPHEN WAWRIN
Stock symbol
ESCA
Transactions as of
Apr 3, 2025
Transactions value $
$0
Form type
4
Date filed
4/4/2025, 05:30 PM
Previous filing
Mar 12, 2025
Next filing
May 16, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +2.4K +5.61% 45.2K Apr 3, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 +2.4K +100% $0.00 4.8K Apr 3, 2025 Common Stock 2.4K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3 On April 3, 2024, 2022, the reporting person was granted 7,200 RSUs pursuant to the Escalade 2017 Plan, of which 2,400 RSUs vested and settled on April 3, 2025 as reported on this Form 4. The remaining 4,800 RSUs will vest one half on April 3, 2026 and one half on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.