Jing Nealis - Apr 17, 2025 Form 4 Insider Report for SES AI Corp (SES)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Kyle Pilkington, Attorney-in-Fact
Stock symbol
SES
Transactions as of
Apr 17, 2025
Transactions value $
-$57,984
Form type
4
Date filed
4/18/2025, 05:32 PM
Previous filing
Apr 1, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SES Class A Common Stock Tax liability -$22K -35.4K -1.28% $0.62 2.73M Apr 17, 2025 Direct F1, F2, F3
transaction SES Class A Common Stock Tax liability -$10.1K -15.7K -0.57% $0.64 2.72M Apr 17, 2025 Direct F2, F3, F4
transaction SES Class A Common Stock Tax liability -$25.9K -37.8K -1.39% $0.69 2.68M Apr 18, 2025 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.
F2 Includes 123,600 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.
F3 Includes 1,501,289 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
F4 Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.
F5 Includes 1,426,800 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.