William Tai-Wei Ho - Apr 27, 2025 Form 4 Insider Report for IN8BIO, INC. (INAB)

Signature
/s/ Jason Minio, Attorney-in-Fact
Stock symbol
INAB
Transactions as of
Apr 27, 2025
Transactions value $
$15,107
Form type
4
Date filed
5/7/2025, 08:45 PM
Previous filing
Feb 7, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ho William Tai-Wei PRESIDENT AND CEO, Director, 10%+ Owner C/O IN8BIO, INC., 350 5TH AVE. SUITE 5330, NEW YORK /s/ Jason Minio, Attorney-in-Fact 2025-05-07 0001830914

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INAB Series B Warrants (right to buy) Disposed to Issuer -82K -100% 0 Apr 27, 2025 Common Stock 82K $1.50 Direct F1, F2, F3
transaction INAB Series B Warrants (right to buy) Award +82K 82K Apr 27, 2025 Common Stock 82K $0.45 Direct F1, F2
transaction INAB Series A Warrants (right to buy) Disposed to Issuer -82K -100% 0 May 1, 2025 Common Stock 82K $0.45 Direct F2, F4, F5
transaction INAB Pre-Funded Warrant (right to buy) Award $15.1K +82K $0.18 82K May 1, 2025 Common Stock 82K $0.00 Direct F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.
F2 Fully vested and exercisable.
F3 The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.
F4 Pursuant to an Exchange Letter Agreement, dated April 26, 2025 (the "Exchange Agreement"), by and between the Company and the Reporting Person, the Reporting Person surrendered to the Company for cancellation the Series A Warrants for a like number of Pre-Funded Warrants to purchase common stock, with a per share exercise price of $0.0001 per share.
F5 The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock.
F6 The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. The Pre-Funded Warrants are subject to certain exercise limitations.