Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Ho William Tai-Wei | PRESIDENT AND CEO, Director, 10%+ Owner | C/O IN8BIO, INC., 350 5TH AVE. SUITE 5330, NEW YORK | /s/ Jason Minio, Attorney-in-Fact | 2025-05-07 | 0001830914 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | INAB | Series B Warrants (right to buy) | Disposed to Issuer | -82K | -100% | 0 | Apr 27, 2025 | Common Stock | 82K | $1.50 | Direct | F1, F2, F3 | ||
transaction | INAB | Series B Warrants (right to buy) | Award | +82K | 82K | Apr 27, 2025 | Common Stock | 82K | $0.45 | Direct | F1, F2 | |||
transaction | INAB | Series A Warrants (right to buy) | Disposed to Issuer | -82K | -100% | 0 | May 1, 2025 | Common Stock | 82K | $0.45 | Direct | F2, F4, F5 | ||
transaction | INAB | Pre-Funded Warrant (right to buy) | Award | $15.1K | +82K | $0.18 | 82K | May 1, 2025 | Common Stock | 82K | $0.00 | Direct | F2, F4, F6 |
Id | Content |
---|---|
F1 | The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share. |
F2 | Fully vested and exercisable. |
F3 | The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock. |
F4 | Pursuant to an Exchange Letter Agreement, dated April 26, 2025 (the "Exchange Agreement"), by and between the Company and the Reporting Person, the Reporting Person surrendered to the Company for cancellation the Series A Warrants for a like number of Pre-Funded Warrants to purchase common stock, with a per share exercise price of $0.0001 per share. |
F5 | The reported securities are included within 81,967 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 81,967 shares of common stock. |
F6 | The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. The Pre-Funded Warrants are subject to certain exercise limitations. |