Craig Colby - 09 May 2025 Form 4 Insider Report for OneStream, Inc. (OS)

Role
10%+ Owner
Signature
/s/ Holly Koczot, attorney-in-fact
Issuer symbol
OS
Transactions as of
09 May 2025
Transactions value $
-$3,940,026
Form type
4
Filing time
13 May 2025, 16:27:42 UTC
Previous filing
26 Mar 2025
Next filing
12 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Colby Craig 10%+ Owner C/O ONESTREAM, INC., 191 N. CHESTER STREET, BIRMINGHAM /s/ Holly Koczot, attorney-in-fact 13 May 2025 0002027404

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OS Class A Common Stock Options Exercise $2.38M +224K +102.15% $10.65 443K 09 May 2025 Direct F1
transaction OS Class A Common Stock Options Exercise $814K +56.1K +12.67% $14.51 499K 09 May 2025 Direct F1
transaction OS Class A Common Stock Sale -$6.07M -239K -47.89% $25.39 260K 09 May 2025 Direct F1, F2, F3
transaction OS Class A Common Stock Sale -$1.07M -41K -15.75% $26.11 219K 09 May 2025 Direct F1, F2, F4
holding OS Class A Common Stock 175K 09 May 2025 See Footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OS Stock Option (right to buy) Options Exercise $0 -98.9K -58.2% $0.00 71K 09 May 2025 Class A Common Stock 98.9K $10.65 Direct F6
transaction OS Stock Option (right to buy) Options Exercise $0 -125K -33.89% $0.00 244K 09 May 2025 Class A Common Stock 125K $10.65 Direct F7
transaction OS Stock Option (right to buy) Options Exercise $0 -56.1K -15.88% $0.00 297K 09 May 2025 Class A Common Stock 56.1K $14.51 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The shares reported include unvested restricted stock units.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
F3 Represents the weighted average share price of an aggregate total of 239,040 shares sold in the price range of $25.00 to $25.995, inclusive, by the holder. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F4 Represents the weighted average share price of an aggregate total of 40,960 shares sold in the price range of $26.00 to $26.24, inclusive, by the holder. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F5 The shares are held of record by CCICU Corp. CCICU Corp. is a subchapter S corporation of which the Reporting Person is the sole owner and maintains control.
F6 One-fourth of the shares subject to the option vested on February 15, 2023, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F7 One-fourth of the shares subject to the option vested on February 15, 2024, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F8 One-fourth of the shares subject to the option vested on February 15, 2025, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.