Jae Kim - 15 May 2025 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Signature
/s/ Jae Kim
Issuer symbol
LITE
Transactions as of
15 May 2025
Transactions value $
-$547,504
Form type
4
Filing time
19 May 2025, 19:44:02 UTC
Previous filing
30 Aug 2024
Next filing
19 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kim Jae SVP, GENERAL COUNSEL C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE /s/ Jae Kim 19 May 2025 0001570465

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Tax liability -$191K -2.45K -6.36% $77.76 36.1K 15 May 2025 Direct F1, F2
transaction LITE Common Stock Sale -$357K -4.58K -12.67% $77.98 31.5K 16 May 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
F2 Includes a total of 452 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2024 and May 15, 2025.
F3 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.