Lynn A. Tetrault - May 21, 2025 Form 3 Insider Report for ALUMIS INC. (ALMS)

Role
Director
Signature
/s/ Sara Klein, Attorney-in-Fact
Stock symbol
ALMS
Transactions as of
May 21, 2025
Transactions value $
$0
Form type
3
Date filed
5/23/2025, 04:03 PM
Previous filing
May 9, 2025
Next filing
Jun 3, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
TETRAULT LYNN A. Director C/O ALUMIS INC., 280 EAST GRAND AVENUE, SOUTH SAN FRANCISCO /s/ Sara Klein, Attorney-in-Fact 2025-05-23 0001645512

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALMS Stock Option (Right to Buy) May 21, 2025 Common Stock 21K $9.26 Direct F1, F2, F3, F4
holding ALMS Stock Option (Right to Buy) May 21, 2025 Common Stock 43.3K $15.14 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 6, 2025, the Issuer entered into an Agreement and Plan of Merger (as amended on April 20, 2025, the "Merger Agreement") with ACELYRIN, Inc., a Delaware corporation ("ACELYRIN"), and Arrow Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on May 21, 2025, Merger Sub merged with and into ACELYRIN (the "Merger"), with ACELYRIN surviving as a wholly owned subsidiary of Issuer. At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.00001 per share, of ACELYRIN issued and outstanding was converted into the right to receive 0.4814 (the "Exchange Ratio") shares of voting common stock of Issuer, par value $0.0001 per share, and cash in lieu of any fractional shares.
F2 Received in the Merger in exchange for an employee stock option to acquire 43,680 shares of ACELYRIN common stock for $4.46 per share.
F3 Stock Option is fully vested and exercisable.
F4 Pursuant to the Merger Agreement, at the Effective Time each stock option that was outstanding and unexercised immediately prior to the Effective Time with a per share exercise price of $18.00 or less was assumed by Issuer and converted into an option to purchase a number of shares of Issuer Common Stock equal to (i) the number of shares subject to the option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, with any fractional shares rounded down to the nearest whole share, which stock option shall have an exercise price equal to (i) the per share exercise price for shares subject to the corresponding ACELYRIN stock option immediately prior to the Effective Time, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.
F5 Received in the Merger in exchange for an employee stock option to acquire 89,955 shares of ACELYRIN common stock for $7.29 per share.