-
Signature
-
/s/ Andrew Thomases, Attorney-in-Fact
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Stock symbol
-
AI
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Transactions as of
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May 29, 2025
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Transactions value $
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-$917,146
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Form type
-
4
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Date filed
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6/2/2025, 07:21 PM
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| WARD JR STEPHEN M |
Director |
C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY |
/s/ Andrew Thomases, Attorney-in-Fact |
2025-06-02 |
0001164644 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AI |
Class A Common Stock |
Options Exercise |
$198K |
+42.4K |
+7.76% |
$4.68 |
589K |
May 29, 2025 |
Direct |
F1 |
| transaction |
AI |
Class A Common Stock |
Sale |
-$1.12M |
-42.4K |
-7.2% |
$26.32 |
546K |
May 29, 2025 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AI |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-42.4K |
-80.61% |
$0.00 |
10.2K |
May 29, 2025 |
Class A Common Stock |
42.4K |
$4.68 |
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: