Thomas M. Siebel - 01 Jun 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Andrew Thomases, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
01 Jun 2025
Net transactions value
-$447,100
Form type
4
Filing time
03 Jun 2025, 18:36:53 UTC
Previous filing
15 May 2025
Next filing
12 Jun 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SIEBEL THOMAS M CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY /s/ Andrew Thomases, Attorney-in-Fact 03 Jun 2025 0001031530

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +32,736 32,736 01 Jun 2025 Direct F1
transaction AI Class A Common Stock Sale $447,100 -17,000 -52% $26.30 15,736 02 Jun 2025 Direct F2, F3
transaction AI Class A Common Stock Gift $0 -15,736 -100% $0.000000 0 03 Jun 2025 Direct
transaction AI Class A Common Stock Gift $0 +15,736 +0.36% $0.000000 4,418,300 03 Jun 2025 See Footnote F4
holding AI Class A Common Stock 9,216 01 Jun 2025 See Footnote F5
holding AI Class A Common Stock 170,294 01 Jun 2025 See Footnote F6
holding AI Class A Common Stock 72,695 01 Jun 2025 See Footnote F7
holding AI Class A Common Stock 1,237,115 01 Jun 2025 See Footnote F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -32,736 -14% $0.000000 196,418 01 Jun 2025 Class A Common Stock 32,736 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 Shares sold to cover tax obligation from settlement of vested RSUs.
F3 The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.355, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F5 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F6 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F7 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F8 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F9 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.