Alan S. Lowe - Jun 4, 2025 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
Director
Signature
/s/ Jae Kim as Attorney-in-Fact
Stock symbol
LITE
Transactions as of
Jun 4, 2025
Transactions value $
-$835,800
Form type
4
Date filed
6/6/2025, 06:33 PM
Previous filing
Feb 24, 2025
Next filing
Jun 20, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LOWE ALAN S Director C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE /s/ Jae Kim as Attorney-in-Fact 2025-06-06 0001234673

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Sale -$836K -10K -3.57% $83.58 270K Jun 4, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
F2 Includes a total of 561 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2023, May 15, 2024, and November 15, 2024.