| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| KOVEN ANDREW I | Director | C/O KALA BIO, INC., 1167 MASSACHUSETTS AVENUE, ARLINGTON | /s/ Mary Reumuth, Attorney-in-Fact | 2025-06-17 | 0001258673 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KALA | Common Stock | Award | $0 | +3.05K | +21.91% | $0.00 | 17K | Jun 15, 2025 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KALA | Stock Option (right to buy) | Award | $0 | +6.85K | $0.00 | 6.85K | Jun 15, 2025 | Common Stock | 6.85K | $4.30 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Grant of restricted stock units ("RSUs") under the Issuer's Amended and Restated 2017 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service, the RSUs will vest as to 100% of the shares underlying the grant on the earlier of (i) June 15, 2026 or (ii) the date of the first annual meeting of stockholders occurring in 2026. |
| F2 | Includes 8,061 unvested RSUs. |
| F3 | This option was granted on June 15, 2025 and vests as to 100% of the shares underlying the grant on the earlier of (i) June 15, 2026 or (ii) the date of the first annual meeting of stockholders occurring in 2026. |