Ravi Mhatre - 26 Jun 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Signature
/s/ Ravi Mhatre
Issuer symbol
RBRK
Transactions as of
26 Jun 2025
Transactions value $
$0
Form type
4
Filing time
30 Jun 2025, 21:27:14 UTC
Previous filing
27 Jun 2025
Next filing
02 Jul 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Mhatre Ravi Director, 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK /s/ Ravi Mhatre 30 Jun 2025 0001366050

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBRK Class A Common Stock Conversion of derivative security $0 +4.44M $0.00 4.44M 26 Jun 2025 By Lightspeed Venture Partners IX, L.P. F1
transaction RBRK Class A Common Stock Conversion of derivative security $0 +1.03M $0.00 1.03M 26 Jun 2025 By Lightspeed Venture Partners Select II, L.P. F2
transaction RBRK Class A Common Stock Conversion of derivative security $0 +2M $0.00 2M 26 Jun 2025 By Lightspeed SPV I, LLC F3
transaction RBRK Class A Common Stock Conversion of derivative security $0 +1.27M $0.00 1.27M 26 Jun 2025 By Lightspeed SPV I-B, LLC F4
transaction RBRK Class A Common Stock Conversion of derivative security $0 +892K $0.00 892K 26 Jun 2025 By Lightspeed SPV I-C, LLC F5
transaction RBRK Class A Common Stock Other $0 -4.44M -100% $0.00 0 26 Jun 2025 By Lightspeed Venture Partners IX, L.P. F1, F6
transaction RBRK Class A Common Stock Other $0 +1.16M $0.00 1.16M 26 Jun 2025 By Lightspeed General Partner IX, L.P. F7, F8
transaction RBRK Class A Common Stock Other $0 -1.16M -100% $0.00 0 26 Jun 2025 By Lightspeed General Partner IX, L.P. F8, F9
transaction RBRK Class A Common Stock Other $0 -1.03M -100% $0.00 0 26 Jun 2025 By Lightspeed Venture Partners Select II, L.P. F2, F10
transaction RBRK Class A Common Stock Other $0 +219K $0.00 219K 26 Jun 2025 By Lightspeed General Partner Select II, L.P. F11, F12
transaction RBRK Class A Common Stock Other $0 -219K -100% $0.00 0 26 Jun 2025 By Lightspeed General Partner Select II, L.P. F12, F13
transaction RBRK Class A Common Stock Other $0 -2M -100% $0.00 0 26 Jun 2025 By Lightspeed SPV I, LLC F3, F14
transaction RBRK Class A Common Stock Other $0 -1.27M -100% $0.00 0 26 Jun 2025 By Lightspeed SPV I-B, LLC F4, F15
transaction RBRK Class A Common Stock Other $0 -892K -100% $0.00 0 26 Jun 2025 By Lightspeed SPV I-C, LLC F5, F16
transaction RBRK Class A Common Stock Other $0 +401K $0.00 401K 26 Jun 2025 By LS SPV Management, LLC F17, F18
transaction RBRK Class A Common Stock Other $0 -401K -100% $0.00 0 26 Jun 2025 By LS SPV Management, LLC F18, F19
transaction RBRK Class A Common Stock Other $0 +17K $0.00 17K 26 Jun 2025 By Lightspeed Management Company, L.L.C. F20, F21, F22
transaction RBRK Class A Common Stock Other $0 +50.6K +162.08% $0.00 81.8K 26 Jun 2025 Direct F23
transaction RBRK Class A Common Stock Other $0 +147K +58.69% $0.00 397K 26 Jun 2025 By Mhatre Investments LP - Fund 2 F20, F24
transaction RBRK Class A Common Stock Other $0 +26.9K +55.42% $0.00 75.5K 26 Jun 2025 By Mhatre Investments LP - Fund 3 F21, F25
holding RBRK Class A Common Stock 649 26 Jun 2025 By Trust F26

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBRK Class B Common Stock Conversion of derivative security $0 -4.44M -44.45% $0.00 5.55M 26 Jun 2025 Class A Common Stock 4.44M By Lightspeed Venture Partners IX, L.P. F1, F27
transaction RBRK Class B Common Stock Conversion of derivative security $0 -1.03M -44.45% $0.00 1.29M 26 Jun 2025 Class A Common Stock 1.03M By Lightspeed Venture Partners Select II, L.P. F2, F27
transaction RBRK Class B Common Stock Conversion of derivative security $0 -2M -44.42% $0.00 2.51M 26 Jun 2025 Class A Common Stock 2M By Lightspeed SPV I, LLC F3, F27
transaction RBRK Class B Common Stock Conversion of derivative security $0 -1.27M -39.23% $0.00 1.97M 26 Jun 2025 Class A Common Stock 1.27M By Lightspeed SPV I-B, LLC F4, F27
transaction RBRK Class B Common Stock Conversion of derivative security $0 -892K -39.24% $0.00 1.38M 26 Jun 2025 Class A Common Stock 892K By Lightspeed SPV I-C, LLC F5, F27
holding RBRK Class B Common Stock 102K 26 Jun 2025 Class A Common Stock 102K By Lightspeed Venture Partners X, L.P. F27, F28
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4 Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV IB. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F5 Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV IC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F6 Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).
F7 Represents receipt of shares in the distribution in kind described in footnote (6).
F8 Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F9 Represents an in-kind distribution by LGP IX without consideration to its partners.
F10 Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).
F11 Represents receipt of shares in the distribution in kind described in footnote (10).
F12 Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F13 Represents an in-kind distribution by LGP Select II without consideration to its partners.
F14 Represents an in-kind distribution by Lightspeed SPV I without consideration to its members.
F15 Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.
F16 Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.
F17 Represents receipt of shares in the distribution in kind described in footnote (14).
F18 Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F19 Represents an in-kind distribution by LS SPV without consideration to its members.
F20 Represents receipt of shares in the distribution in kind described in footnote (9).
F21 Represents receipt of shares in the distribution in kind described in footnote (13).
F22 Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F23 Represents receipt of shares in the distribution in kind described in footnote (19).
F24 The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2.
F25 The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3.
F26 The Reporting Person is the trustee of the Mhatre 2011 Irrevocable Children's Trust.
F27 Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
F28 Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. The Reporting Person is a director of LUGP X and shares voting and dispositive power with respect to the shares held by Lightspeed X. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.