Lightspeed Venture Partners IX, L.P. - 26 Jun 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Role
10%+ Owner
Signature
Lightspeed Venture Partners IX, L.P., By: Lightspeed General Partner IX, L.P., its General Partner, By: Lightspeed Ultimate General Partner IX, Ltd., its General Partner, By /s/ Ravi Mhatre, Director
Issuer symbol
RBRK
Transactions as of
26 Jun 2025
Net transactions value
$0
Form type
4
Filing time
30 Jun 2025, 21:29:05 UTC
Previous filing
27 Mar 2025
Next filing
17 Sep 2025

Reporting Owners (10)

Name Relationship Address Signature Signature date CIK
Lightspeed Venture Partners IX, L.P. 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK Lightspeed Venture Partners IX, L.P., By: Lightspeed General Partner IX, L.P., its General Partner, By: Lightspeed Ultimate General Partner IX, Ltd., its General Partner, By /s/ Ravi Mhatre, Director 30 Jun 2025 0001539061
Lightspeed General Partner IX, L.P. 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK Lightspeed General Partner IX, L.P., By: Lightspeed Ultimate General Partner IX, Ltd., its General Partner, By /s/ Ravi Mhatre, Director 30 Jun 2025 0001913317
Lightspeed Ultimate General Partner IX, Ltd. 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK Lightspeed Ultimate General Partner IX, Ltd., By /s/ Ravi Mhatre, Director 30 Jun 2025 0001912676
Lightspeed Venture Partners Select II, L.P. 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK Lightspeed Venture Partners Select II, L.P., By: Lightspeed General Partner Select II, L.P., its General Partner, By: Lightspeed Ultimate General Partner Select II, Ltd., its General Partner, By /s/ Ravi Mhatre, Director 30 Jun 2025 0001668017
Lightspeed General Partner Select II, L.P. 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK Lightspeed General Partner Select II, L.P., By: Lightspeed Ultimate General Partner Select II, Ltd., its General Partner, By /s/ Ravi Mhatre, Director 30 Jun 2025 0001744936
Lightspeed Ultimate General Partner Select II, Ltd. 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK Lightspeed Ultimate General Partner Select II, Ltd., By /s/ Ravi Mhatre, Director 30 Jun 2025 0001744937
Lightspeed SPV I, LLC 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK Lightspeed SPV I, LLC, By: LS SPV Management, LLC, its Manager, By /s/ Ravi Mhatre, Managing Member 30 Jun 2025 0001703140
Lightspeed SPV I-B, LLC 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK Lightspeed SPV I-B, LLC, By: LS SPV Management, LLC, its Manager, By /s/ Ravi Mhatre, Managing Member 30 Jun 2025 0001759394
Lightspeed SPV I-C, LLC 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK Lightspeed SPV I-C, LLC, By: LS SPV Management, LLC, its Manager, By /s/ Ravi Mhatre, Managing Member 30 Jun 2025 0001827893
LS SPV Management, LLC 10%+ Owner 2200 SAND HILL ROAD, MENLO PARK LS SPV Management, LLC, By /s/ Ravi Mhatre, Managing Member 30 Jun 2025 0001978139

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBRK Class A Common Stock Conversion of derivative security $0 +4,440,000 $0.000000 4,440,000 26 Jun 2025 Direct F1
transaction RBRK Class A Common Stock Conversion of derivative security $0 +1,031,000 $0.000000 1,031,000 26 Jun 2025 By Lightspeed Venture Partners Select II, L.P. F2
transaction RBRK Class A Common Stock Conversion of derivative security $0 +2,004,000 $0.000000 2,004,000 26 Jun 2025 By Lightspeed SPV I, LLC F3
transaction RBRK Class A Common Stock Conversion of derivative security $0 +1,274,000 $0.000000 1,274,000 26 Jun 2025 By Lightspeed SPV I-B, LLC F4
transaction RBRK Class A Common Stock Conversion of derivative security $0 +892,000 $0.000000 892,000 26 Jun 2025 By Lightspeed SPV I-C, LLC F5
transaction RBRK Class A Common Stock Other $0 -4,440,000 -100% $0.000000 0 26 Jun 2025 Direct F1, F6
transaction RBRK Class A Common Stock Other $0 +1,159,950 $0.000000 1,159,950 26 Jun 2025 By Lightspeed General Partner IX, L.P. F7, F8
transaction RBRK Class A Common Stock Other $0 -1,159,950 -100% $0.000000 0 26 Jun 2025 By Lightspeed General Partner IX, L.P. F8, F9
transaction RBRK Class A Common Stock Other $0 -1,031,000 -100% $0.000000 0 26 Jun 2025 By Lightspeed Venture Partners Select II, L.P. F2, F10
transaction RBRK Class A Common Stock Other $0 +218,572 $0.000000 218,572 26 Jun 2025 By Lightspeed General Partner Select II, L.P. F11, F12
transaction RBRK Class A Common Stock Other $0 -218,572 -100% $0.000000 0 26 Jun 2025 By Lightspeed General Partner Select II, L.P. F12, F13
transaction RBRK Class A Common Stock Other $0 -2,004,000 -100% $0.000000 0 26 Jun 2025 By Lightspeed SPV I, LLC F3, F14
transaction RBRK Class A Common Stock Other $0 -1,274,000 -100% $0.000000 0 26 Jun 2025 By Lightspeed SPV I-B, LLC F4, F15
transaction RBRK Class A Common Stock Other $0 -892,000 -100% $0.000000 0 26 Jun 2025 By Lightspeed SPV I-C, LLC F5, F16
transaction RBRK Class A Common Stock Other $0 +400,800 $0.000000 400,800 26 Jun 2025 By LS SPV Management, LLC F17, F18
transaction RBRK Class A Common Stock Other $0 -400,800 -100% $0.000000 0 26 Jun 2025 By LS SPV Management, LLC F18, F19
transaction RBRK Class A Common Stock Other $0 +16,984 $0.000000 16,984 26 Jun 2025 By Lightspeed Management Company, L.L.C. F20, F21, F22
transaction RBRK Class A Common Stock Other $0 +37,961 +179% $0.000000 59,182 26 Jun 2025 Direct F23, F24
transaction RBRK Class A Common Stock Other $0 +166,963 +88% $0.000000 356,242 26 Jun 2025 By Eggers Investments LP - Fund 2 F20, F21, F25
transaction RBRK Class A Common Stock Other $0 +37,961 +179% $0.000000 59,182 26 Jun 2025 Direct F23, F26
transaction RBRK Class A Common Stock Other $0 +146,773 +59% $0.000000 396,874 26 Jun 2025 By Nieh Family Investments LP - Fund 2 F20, F27
transaction RBRK Class A Common Stock Other $0 +20,190 +67% $0.000000 50,331 26 Jun 2025 By Nieh Family Investments LP - Fund 4 F21, F28
holding RBRK Class A Common Stock 649 26 Jun 2025 By Nieh Family Investments LP - Fund 1 F29
holding RBRK Class A Common Stock 8,387 26 Jun 2025 By Nieh Family Investments LP - Fund 3 F30

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBRK Class B Common Stock Conversion of derivative security $0 -4,440,000 -44% $0.000000 5,549,816 26 Jun 2025 Class A Common Stock 4,440,000 Direct F1, F31
transaction RBRK Class B Common Stock Conversion of derivative security $0 -1,031,000 -44% $0.000000 1,288,410 26 Jun 2025 Class A Common Stock 1,031,000 By Lightspeed Venture Partners Select II, L.P. F2, F31
transaction RBRK Class B Common Stock Conversion of derivative security $0 -2,004,000 -44% $0.000000 2,507,457 26 Jun 2025 Class A Common Stock 2,004,000 By Lightspeed SPV I, LLC F3, F31
transaction RBRK Class B Common Stock Conversion of derivative security $0 -1,274,000 -39% $0.000000 1,973,511 26 Jun 2025 Class A Common Stock 1,274,000 By Lightspeed SPV I-B, LLC F4, F31
transaction RBRK Class B Common Stock Conversion of derivative security $0 -892,000 -39% $0.000000 1,381,358 26 Jun 2025 Class A Common Stock 892,000 By Lightspeed SPV I-C, LLC F5, F31
holding RBRK Class B Common Stock 101,659 26 Jun 2025 Class A Common Stock 101,659 By Lightspeed Venture Partners X, L.P. F31, F32
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F2 Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F3 Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F4 Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F5 Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F6 Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).
F7 Represents receipt of shares in the distribution in kind described in footnote (6).
F8 Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F9 Represents an in-kind distribution by LGP IX without consideration to its partners.
F10 Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).
F11 Represents receipt of shares in the distribution in kind described in footnote (10).
F12 Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F13 Represents an in-kind distribution by LGP Select II without consideration to its partners.
F14 Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV).
F15 Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.
F16 Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.
F17 Represents receipt of shares in the distribution in kind described in footnote (14).
F18 Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F19 Represents an in-kind distribution by LS SPV without consideration to its members.
F20 Represents receipt of shares in the distribution in kind described in footnote (9).
F21 Represents receipt of shares in the distribution in kind described in footnote (13).
F22 Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F23 Represents receipt of shares in the distribution in kind described in footnote (19).
F24 Shares are held by Barry Eggers.
F25 Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.
F26 Shares are held by Peter Nieh.
F27 Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.
F28 Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.
F29 Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1.
F30 Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3.
F31 Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
F32 Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Remarks:

This Form 4 is the first of two Forms 4 filed relating to the same events. Combined, the two Form 4s report transactions for the following Reporting Persons: Lightspeed Venture Partners IX, L.P., Lightspeed General Partner IX, L.P., Lightspeed Ultimate General Partner IX, Ltd., Lightspeed SPV I, LLC, Lightspeed SPV I-B, LLC, Lightspeed SPV I-C, LLC, LS SPV Management, LLC, Lightspeed Venture Partners Select II, L.P., Lightspeed General Partner Select II, L.P., Lightspeed Ultimate General Partner Select II, Ltd., Barry Eggers and Peter Nieh. This Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons.