| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Werner Ryan D. | SVP, CAO | C/O RIOT PLATFORMS, INC., 3855 AMBROSIA STREET, SUITE 301, CASTLE ROCK | /s/ Tanya McGill, Attorney-in-Fact for Ryan Werner | 09 Jul 2025 | 0001931824 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RIOT | Common Stock | Sale | -$44.5K | -3.75K | -0.45% | $11.88 | 838K | 07 Jul 2025 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. |
This amendment is being filed solely to check the Rule 10b5-1plan box which was inadvertently left unchecked.