Gerard P. Smyth - Jul 10, 2025 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP & CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Stock symbol
AMP
Transactions as of
Jul 10, 2025
Transactions value $
-$48,048
Form type
4
Date filed
7/14/2025, 07:33 PM
Previous filing
Feb 11, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smyth Gerard P. EVP & CIO 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS /s/ Wendy B. Mahling for Gerard P. Smyth 2025-07-14 0001823254

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise +204 +2.26% 9.22K Jul 10, 2025 Direct F1
transaction AMP Common Stock Tax liability -$48K -88.6 -0.96% $542.51 9.14K Jul 10, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Options Exercise -204 -18.66% 887 Jul 10, 2025 Common Stock 204 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.