Daniel R. Lee - Jul 23, 2025 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role: Chief Executive Officer, Director
Signature: /s/ Lewis A. Fanger, Attorney-in-Fact
Stock symbol: FLL
Transactions as of: Jul 23, 2025
Transactions value $: $874,950
Form type: 4
Date filed: 7/24/2025, 05:00 PM
Previous filing: Jun 17, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
LEE DANIEL R	Chief Executive Officer, Director	C/O FULL HOUSE RESORTS, INC., 1980 FESTIVAL PLAZA DRIVE, SUITE 680, LAS VEGAS	/s/ Lewis A. Fanger, Attorney-in-Fact	2025-07-24	0001209589

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FLL	Common Stock	Exercise of in-the-money or at-the-money derivative security	$875K	+184K	+17.11%	$4.75	1.26M	Jul 23, 2025	Direct	F1
holding	FLL	Common Stock						146K	Jul 23, 2025	By trust
holding	FLL	Common Stock						317K	Jul 23, 2025	By subtrust
holding	FLL	Common Stock						15.9K	Jul 23, 2025	As custodian for daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FLL	Put Option (obligation to purchase)	Exercise of in-the-money or at-the-money derivative security	$0	-184K	-100%	$0.00	0	Jul 23, 2025	Common Stock	184K	$4.75	Direct	F1
transaction	FLL	Call Option (right to buy)	Expiration of short derivative position	$0	-184K	-100%	$0.00	0	Jul 23, 2025	Common Stock	184K	$4.75	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.

Content

In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.