| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Dalvey David | Director | 16305 36TH AVENUE NORTH, SUITE 100, MINNEAPOLIS | Griffin D. Foster as Attorney-in-Fact for David F. Dalvey pursuant to Power of Attorney previously filed | 2025-07-30 | 0001296457 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CELC | Common Stock | Sale | -$139K | -3.14K | -33.64% | $44.36 | 6.19K | Jul 28, 2025 | Direct | F1, F2 |
| transaction | CELC | Common Stock | Sale | -$188K | -4.16K | -67.28% | $45.24 | 2.03K | Jul 28, 2025 | Direct | F1, F3 |
| transaction | CELC | Common Stock | Sale | -$93.3K | -2.03K | -100% | $46.05 | 0 | Jul 28, 2025 | Direct | F1, F4 |
| transaction | CELC | Common Stock | Sale | -$2.47M | -57K | -25.35% | $43.30 | 168K | Jul 28, 2025 | By Brightstone Venture Capital Fund, LP | F1, F5, F6 |
| transaction | CELC | Common Stock | Sale | -$993K | -22.4K | -13.32% | $44.36 | 146K | Jul 28, 2025 | By Brightstone Venture Capital Fund, LP | F1, F6, F7 |
| transaction | CELC | Common Stock | Sale | -$744K | -16.4K | -11.29% | $45.29 | 129K | Jul 28, 2025 | By Brightstone Venture Capital Fund, LP | F1, F6, F8 |
| transaction | CELC | Common Stock | Sale | -$191K | -4.14K | -3.21% | $46.05 | 125K | Jul 28, 2025 | By Brightstone Venture Capital Fund, LP | F1, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and Brightstone Venture Capital Fund, LP ("Brightstone") on December 13, 2024. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.99 to $44.96, inclusive. The reporting person undertakes to provide Celcuity Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC") upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.855, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.05 to $46.06, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.94 to $43.90, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F6 | The reporting person is the General Partner of Brightstone. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.97 to $44.96, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.99 to $45.76, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |