Rtw Investments, Lp - Aug 4, 2025 Form 4 Insider Report for Orchestra BioMed Holdings, Inc. (OBIO)

Role
10%+ Owner
Signature
/s/ Roderick Wong, for RTW Investments, LP, By: Roderick Wong, M.D., Managing Partner
Stock symbol
OBIO
Transactions as of
Aug 4, 2025
Transactions value $
$9,999,635
Form type
4
Date filed
8/6/2025, 04:28 PM
Previous filing
May 1, 2025
Next filing
Sep 23, 2025

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
RTW INVESTMENTS, LP 10%+ Owner 40 10TH AVENUE, FLOOR 7, NEW YORK /s/ Roderick Wong, for RTW Investments, LP, By: Roderick Wong, M.D., Managing Partner 2025-08-06 0001493215
WONG RODERICK 10%+ Owner 40 10TH AVENUE, FLOOR 7, NEW YORK /s/ Roderick Wong, By: Roderick Wong, M.D. 2025-08-06 0001493280

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OBIO Pre-Funded Warrants (Right to Buy) Purchase $10M +3.64M $2.75 3.64M Aug 4, 2025 Common Stock 3.64M $0.00 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrants to the extent that it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, together with their Attribution Parties (as defined in the Pre-Funded Warrants), to exceed 9.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.
F2 Held by certain affiliated funds managed by RTW Investments, LP ("RTW"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of RTW. The Reporting Persons disclaim beneficial ownership of the reported securities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, except to the extent of their pecuniary interest therein.