William F. Truscott - Aug 19, 2025 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: CEO, GLOBAL ASSET MANAGEMENT
Signature: /s/ Wendy B. Mahling for William Fredrick Truscott
Stock symbol: AMP
Transactions as of: Aug 19, 2025
Transactions value $: -$9,741,953
Form type: 4
Date filed: 8/21/2025, 04:20 PM
Previous filing: Jul 14, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
TRUSCOTT WILLIAM F	CEO, GLOBAL ASSET MANAGEMENT	GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS	/s/ Wendy B. Mahling for William Fredrick Truscott	2025-08-21	0001282835

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Options Exercise	$4.72M	+28.5K	+592%	$165.41	33.4K	Aug 19, 2025	Direct
transaction	AMP	Common Stock	Tax liability	-$9.43M	-18.6K	-79.43%	$506.57	4.82K	Aug 19, 2025	Direct	F1
transaction	AMP	Common Stock	Sale	-$5.03M	-9.93K	-47.34%	$506.89	11K	Aug 19, 2025	By LLC	F1, F2
holding	AMP	Common Stock						306	Aug 19, 2025	By 401(k) Plan	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Employee Stock Option (right to buy)	Options Exercise	$0	-28.5K	-100%	$0.00	0	Aug 19, 2025	Common Stock	28.5K	$165.41	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings.
F2	Reflects the weighted average price of 9,929 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 19, 2025 with sale prices ranging from $506.4422 to $507.2442 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 19, 2025. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4	Fully vested.