Vito Carnevale - Nov 9, 2022 Form 3 Insider Report for Avaya Holdings Corp. (AVYA)

Role
SVP, General Counsel
Signature
/s/ Danielle Bagatta, as attorney in fact for Vito Carnevale
Stock symbol
AVYA
Transactions as of
Nov 9, 2022
Transactions value $
$0
Form type
3
Date filed
11/17/2022, 07:51 PM
SEC
View on sec.gov
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AVYA Common Stock, par value $0.01 per share 32.5K Nov 9, 2022 Direct F1
holding AVYA Common Stock - Restricted Stock Units 2.26K Nov 9, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AVYA Stock Options Nov 9, 2022 Common Stock 4.06K $19.46 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to certain Restricted Stock Unit (each, an "RSU") awards and shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.
F2 Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. These RSUs were granted on December 6, 2019 and December 3, 2020 pursuant to the 2019 Avaya Holdings Corp. Equity Incentive Plan.
F3 Represents shares of Common Stock that vested pursuant to certain RSU awards on August 15, 2022, which shares have not been distributed due to Avaya's delay in filing its Form 10-Q for the fiscal quarter ended June 30, 2022.

Remarks:

Exibit 24- Power of Attorney