Thomas J. Heckman - May 5, 2023 Form 3 Insider Report for AMERICAN NOBLE GAS, INC. (AMNI)

Role
CEO & CFO, 10%+ Owner
Signature
Thomas J. Heckman
Stock symbol
AMNI
Transactions as of
May 5, 2023
Transactions value $
$0
Form type
3
Date filed
5/9/2023, 11:09 AM
Previous filing
Jan 6, 2022
Next filing
Aug 2, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AMNI Common Stock 2.5M May 5, 2023 Direct
holding AMNI Common Stock 449K May 5, 2023 Through Ozark Capital, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AMNI Stock Option May 5, 2023 Common stock 500K $0.50 Direct
holding AMNI Stock Option May 5, 2023 Common stock 2K $3.00 Direct
holding AMNI Warrant to purchase common stock May 5, 2023 Common stock 256K $0.05 Through Ozark Capital, LLC F1
holding AMNI Warrant to purchase common stock May 5, 2023 Common stock 5M $0.05 Through Ozark Capital, LLC F1
holding AMNI Series A Convertible Preferred Stock May 5, 2023 Common stock 347K $0.05 Through Ozark Capital, LLC F1, F2
holding AMNI Series B Convertible Preferred Stock May 5, 2023 Common stock 5M $0.05 Through Ozark Capital, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting Person controls and owns Ozark Capital, LLC which is the owner of these shares and/or warrants.
F2 The Company's Series A and B Convertible Preferred Stock has no expiration or redemption date.