| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +18.8K | +5.25% | $0.00 | 376K | 31 Dec 2024 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +20.8K | +5.55% | $0.00 | 396K | 31 Dec 2024 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +25K | +6.31% | $0.00 | 421K | 31 Dec 2024 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +6.47K | +1.53% | $0.00 | 428K | 31 Dec 2024 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +27.1K | +6.33% | $0.00 | 455K | 31 Dec 2024 | Direct | |
| transaction | ZUO | Class A Common Stock | Sale | -$500K | -50.4K | -11.07% | $9.93 | 405K | 02 Jan 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -18.8K | -50% | $0.00 | 18.8K | 31 Dec 2024 | Class A Common Stock | 18.8K | Direct | F2, F3, F4 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -20.8K | -50% | $0.00 | 20.8K | 31 Dec 2024 | Class A Common Stock | 20.8K | Direct | F2, F4, F5 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -25K | -16.67% | $0.00 | 125K | 31 Dec 2024 | Class A Common Stock | 25K | Direct | F2, F4, F6 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -6.47K | -50% | $0.00 | 6.47K | 31 Dec 2024 | Class A Common Stock | 6.47K | Direct | F2, F4, F7 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -27.1K | -10% | $0.00 | 244K | 31 Dec 2024 | Class A Common Stock | 27.1K | Direct | F2, F4, F8 |
| Id | Content |
|---|---|
| F1 | The shares were sold to satisfy the tax liability of the Reporting Person in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units under the Zuora, Inc. 2018 Equity Incentive Plan ("Plan"). The shares for the Reporting Person were aggregated with shares sold to satisfy tax liability for all other Plan participants, and all such shares were sold on January 2, 2025. The price reported in Column 4 is the weighted average price. Shares were sold in multiple transactions at prices between $9.92 and $9.95. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. |
| F2 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. |
| F3 | The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F4 | RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. |
| F5 | The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F6 | The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F7 | The RSUs vest over two years, with 1/8 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F8 | The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2024, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |