Robert M. Alexander - 23 Jul 2025 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
23 Jul 2025
Transactions value $
-$2,304,576
Form type
4
Filing time
25 Jul 2025, 17:24:28 UTC
Previous filing
05 Jun 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Alexander Robert M. Chief Information Officer 1680 CAPITAL ONE DRIVE, MCLEAN /s/ Blaise F. Brennan (POA on file) 25 Jul 2025 0001425374

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Sale -$2.3M -10.1K -12.83% $227.86 68.7K 23 Jul 2025 Direct F1
holding COF Common Stock 100 23 Jul 2025 The Alexander Fund
holding COF Common Stock 2 23 Jul 2025 Robert M. Alexander UGMA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on February 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.