| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CONN | Common Stock | Sale | -$64,127 | -12,777 | -0.3% | $5.02 | 4,217,873 | 19 Jul 2023 | See Footnote | F1 |
| holding | CONN | Common Stock | 72,493 | 19 Jul 2023 | By W.R. Stephens, Jr. Revocable Trust | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The shares are held by SG-1890, LLC ("SG-1890"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Mrs. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890. |
| F2 | W.R. Stephens, Jr. acts as Trustee of W.R. Stephens, Jr. Revocable Trust. |