Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
BROUGHTON THOMAS A | Chairman, President, & CEO, Director | 4229 OLD BROOK TRAIL, BIRMINGHAM | /s/ Davis S. Mange, Attorney-In-Fact | 2025-09-09 | 0001185581 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SFBS | Common Stock | Gift | $0 | -284 | -0.05% | $0.00 | 592K | Sep 5, 2025 | Direct | F3 |
holding | SFBS | Common Stock | 125K | Sep 5, 2025 | Tab 2 LLC | F1, F2 | |||||
holding | SFBS | Common Stock | 55.1K | Sep 5, 2025 | By Wife | ||||||
holding | SFBS | Common Stock | 2.78K | Sep 5, 2025 | By 401 (K) Plan |
Id | Content |
---|---|
F1 | Shares are held by a GRAT for the benefit of Mr. Broughton's children, for which Mr. Broughton retains the power of substitution. |
F2 | Does not include 190,000 shares held by TAB2, LLC and 300,000 shares held by TAB3, LLC, which are managed by a third party manager. |
F3 | Includes 10,146 shares of restricted stock. |