John Carroll Lenderking - 04 Feb 2020 Form 3/A - Amendment Insider Report for Global Water Resources, Inc. (GWRS)

Role
SVP, Water Resources
Signature
/s/ Joanne Ellsworth, attorney-in-fact
Issuer symbol
GWRS
Transactions as of
04 Feb 2020
Transactions value $
$0
Form type
3/A - Amendment
Filing time
17 Aug 2021, 17:57:23 UTC
Date Of Original Report
04 Feb 2020
Next filing
12 May 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GWRS Stock Appreciation Right 04 Feb 2020 Common Stock 24.8K $8.99 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was originally granted 33,000 shares of stock appreciation rights on March 12, 2018. The stock appreciation rights vest over four years, 25% per year.
F2 Due to a clerical error, the price was originally reported as $9.40.