Ronnie L. Fleming - 13 Aug 2021 Form 4/A - Amendment Insider Report for Global Water Resources, Inc. (GWRS)

Role
President and CEO, Director
Signature
/s/ Shelley Kitts, attorney-in-fact
Issuer symbol
GWRS
Transactions as of
13 Aug 2021
Transactions value $
-$141,371
Form type
4/A - Amendment
Filing time
01 Oct 2021, 18:09:41 UTC
Date Of Original Report
17 Aug 2021
Previous filing
03 Aug 2021
Next filing
02 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $282K +30K +34.68% $9.40 117K 13 Aug 2021 Direct
transaction GWRS Common Stock Tax liability -$423K -20.7K -17.79% $20.43 95.8K 13 Aug 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Stock Option (Right to Buy) Options Exercise $0 -30K -25.25% $0.00 88.8K 13 Aug 2021 Common Stock 30K $9.40 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amended to include 6,920 shares withheld to satisfy tax withholding obligation.
F2 Includes 27,040 shares of restricted stock which will vest on May 8, 2022.
F3 The reporting person was originally granted 125,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021.